Cost-effectiveness analysis of alternative cooling strategies following cardiac arrest
© Gajarski et al. 2015
Received: 31 March 2015
Accepted: 29 July 2015
Published: 19 August 2015
Using survival and neurologic outcome as endpoints , this study explored the incremental cost effectiveness of three mutually exclusive cooling strategies employed after resuscitated out-of-hospital cardiac arrests.
Economic analysis based on retrospective data collection and Markov modeling.
Modeling based on patients housed in a tertiary ICU setting.
Patients >18 years following resuscitation from out-of-hospital cardiac arrest.
Therapeutic cooling vs. conventional care.
Measurements and main results
Using societal-based analytic decision modeling with a lifetime study horizon, incremental cost effectiveness ratios (ICERs) for blanket, peritoneal lavage, and V–V ECMO cooling strategies were compared with conventional care. Comprehensive cost data were obtained from available literature, national and local databases; health utility data were abstracted from previous publications and converted to quality-adjusted life years (QALYs)/person and stratified by neurologic outcome state. Future costs were discounted using a standard 3% discount rate. Cooling blankets produced better overall health outcomes at a lower cost than conventional care and V–V ECMO. Peritoneal lavage added an additional 0.67 QALYs at an ICER of $58,329/QALY. Monte-Carlo simulations incorporating uncertainty in all parameters showed that peritoneal lavage was 70% likely to be the preferred, cost-effective therapy if one were willing to pay (WTP) $100,000/QALY.
This analysis suggests that blankets are the most cost effective cooling strategy for post-ROSC therapeutic hypothermia, with peritoneal lavage as an acceptable alternative at higher WTP thresholds. Though uncertainty about the optimal therapy could be reduced with additional research, these results can inform policy-makers and healthcare providers about cost effectiveness of alternative cooling modalities designed to improve neurologic outcome for this expanding patient population. This may be particularly relevant as societal-based cost effectiveness analyses become more widely incorporated into studies evaluating treatment for frequently encountered diseases.
Out-of-hospital cardiac arrests are relatively common with an estimated annual incidence of 50–190 events/100,000 people (Rea et al. 2004). Among these, return of spontaneous circulation varies from 10 to 40%, and in those with return of spontaneous circulation (ROSC), long-term survival is low and morbidity is high with >50% sustaining permanent neurologic injury often necessitating costly long-term care (Finn et al. 2001; Mayer 2002; McNally et al. 2011).
Therapies to restore acceptable cognitive function after anoxic brain injury associated with cardiac arrest have been disappointing, and treatment options for these patients have generally been limited to supportive care (Jastremski et al. 1989). However, several investigations using therapeutic hypothermia suggest that this therapy may provide additive neuroprotective benefits by reducing cerebral oxygen demand, edema-related intracranial pressure elevations, and the deleterious effects of free radical production associated with reperfusion following ROSC (Busto et al 1989; Morimoto et al. 1993; Bernard 1996). These lab-based findings were clinically corroborated by the Hypothermia After Cardiac Arrest (HACA) study group and a recent Cochrane analysis, both of which found that early initiation of mild-moderate hypothermia (32–34°C) was associated with improved survival and neurologic outcome (Bernard et al. 2002; Arrich et al 2012). Similarly, a single-center retrospective study of 100 non-shockable post-cardiac arrest patients found that nearly 30% of patients treated with hypothermia had a good neurologic outcome, compared with only 10% of those receiving conventional supportive care (Lundbye et al. 2012). Significantly better outcomes were noted in two recent prospective studies with findings that 90–95% of patients randomized to hypothermia vs. 70–75% of control group patients had good neurologic outcomes [Cerebral Performance Category (CPC) scores 1–2] (Safar 1981), while the remainder had poor outcomes with CPC scores 3–4 (5 = dead) (Bro-Jeppensen et al. 2009; Tiainen et al 2007; Cronberg et al. 2009). Finally, a 2013 study found that cooling, even if intended only to prevent post-arrest hyperthermia, resulted in improved neurologic outcomes (Nielsen et al. 2013).
Despite these favorable findings, cooling as a management strategy for post-resuscitation cardiac arrest has not been fully implemented in US hospitals. Lack of uptake is likely multifactorial, but cost may be a relevant contributor. Given that there are substantial costs associated with this therapy, few who ultimately survive, and even fewer who survive with intact neurological function, it could be argued that these financial resources might be better used elsewhere.
Cost-effectiveness analysis can help determine whether the costs of this therapy are justified given the outcomes associated with its use. In the only cost-effectiveness analysis thus far published on this intervention, Merchant and colleagues found that, compared with conventional care, hypothermia induced via blanket cooling improved outcomes with a cost-effectiveness ratio (~$47K/QALY) comparable to other economically acceptable US health-care interventions (Merchant et al. 2009).
In addition to blanket cooling, alternative methods to induce cooling have also been studied. These include the use of peritoneal dialysis with iced-saline dialysate and veno-venous cooling using mechanical extracorporeal support (V–V ECMO) to promote more rapid and homogenous cooling (Hoedemaekers et al. 2007; de Waard et al. 2013; Knapik et al. 2011; Testori et al 2013) Limited data on outcomes associated with these cooling modalities has been published, but the extent to which these alternative strategies may or may not be incrementally more cost effective over conventional blanket cooling has not been thoroughly explored.
While some health care providers argue that because peritoneal dialysis and V–V ECMO are more invasive strategies, they are seldom used for cooling alone. However, others advocate that in the absence of compelling contrary data (i.e. cost), all strategies should be in the treatment armamentarium—i.e. ‘supply-sensitive’ care delivery. Thus, to help guide better informed use of these modalities, the objective for this analysis was to assess the cost effectiveness of each of these strategies based on published outcomes data compared with conventional supportive care.
A computer-simulated, state-transition model was developed to estimate direct costs and health utilities based on probabilistic neurologic outcomes among resuscitated sudden cardiac arrest (SCA) patients treated with therapeutic hypothermia (32–34°C) vs. conventional care alone. Three independent cooling strategies were evaluated: blanket cooling, peritoneal lavage, and veno-venous extra-corporeal membrane oxygenation (V–V ECMO). Using a lifetime study horizon, base-case costs and utilities were analyzed from a societal perspective including comprehensive direct and opportunity costs for care. To make relevant comparisons between our analyses and those of Merchant, many of our model assumptions are similar to Merchant’s and are referenced as such, where appropriate, in the tables. Costs obtained from prior publications were inflated to present values based on the medical care consumer price index inflation rate, and the net present value of future costs was determined using a standard 3% discount rate. Decision-tree analysis with Markov modeling was used to derive final probability-based cost and quality-adjusted life year (QALY) data, allowing calculation of incremental cost-effectiveness ratios (ICERs). Sensitivity analysis was then performed using ranges of selected variables to explore model robustness.
Three cooling strategies were modeled: standard blanket cooling, peritoneal lavage and veno-venous extracorporeal membrane oxygenation (V–V ECMO). Blanket cooling is currently the method most frequently used in US hospitals, as it requires little training and is easily implemented. This technique requires two blankets, one placed on the anterior and one on the posterior surface of the patient, while water cooled to 32–34°C is circulated through the blanket. Blanket cooling is generally an effective method to reduce body temperature but takes several hours to accomplish. The alternative strategies are more time intensive and require more complex skill sets to implement. Peritoneal cooling is accomplished by surgically placing a dialysis catheter into the peritoneal (abdominal) cavity and instilling ice-cooled (32–34°C) saline. After 15–30 min dwell times, cooled fluid not absorbed into the vascular space through the peritoneal vessels is drained, as would be done during dialysis, and new cooled saline in infused. This process can be repeated until the desired core temperature is achieved. V–V ECMO requires surgical placement of a large-bore cannula into the central venous system. Blood is circulated through an extracorporeal circuit, which allows core temperature to be externally set. This technique requires highly skilled personnel in addition to a bedside nurse. Both of the latter approaches involve direct contact between the blood and cooling interface and, compared with blanket cooling, can induce hypothermia much more evenly and quickly. Once achieved, hypothermia is maintained for 48 h followed by passive rewarming over 8 h; peritoneal dialysis catheter and the ECMO cannula can then be removed.
Probabilities of Survival Based on Predicted Neurologic Outcome
Base-Case % (range)
Probability of Death
Probability of Good Outcome Given Survival
Model Input - Cost Data for Hospital and Out-Patient Care and Health Outcomes
Cooling Costs ($)
Blanket (2 blankets/person + cooling device)
ICU (includes nursing costs)
Length of stay (survivors)
Length of stay (non-survivors)
Medication (sedation) costs for cooling in ICU ($)
, UMHS, Drug Red Book
Floor (includes nursing costs)
Length of stay
Floor cost ($)/day
Post Hospital Costs ($)
Good Neuro Outcome
ICD (Implant and professional costs)
Rehabilitation therapy (Daily)
Annual Ground Transportation (biannual clinic visits; reimbursement rate $0.56/mi; average 20 miles roundtrip)
Caregiver Opportunity cost (clinic visits)
US Census Bureau
Outpatient primary care (annual costs)
Poor Neuro Outcome
Outpatient primary care (annual costs)
Chronic Ventilator Care (Daily)
Long Term Care (Daily)
Annual Ground Transportation (quarterly clinic visits;reimbursement rate $0.56/mi; 20 miles roundtrip)
Opportunity cost (lost wages-annual average)
US Census Bureau
Life Expectancy (years)
Good neurologic outcome
Poor neurologic outcome
Health Utility (converted to QALY)
Good neurologic outcome
Poor neurologic outcome
For this analysis, two mutually exclusive outcome states were used for survivors: good (CPC 1–2) and poor (CPC 3–4). Most investigators have assigned these health states based on the Cerebral Performance Categories criteria (Safar 1981). Generally, patients were assigned to an outcome state during a comprehensive neurologic assessment performed at 6 months post-SCA, (Bro-Jeppensen et al. 2009; Tiainen et al. 2007; Cronberg et al. 2009) when it was assumed that maximum improvement had occurred and a new steady state had been achieved (Table 1). Mean and ranges for each outcome state were determined based on previously published data (Lundbye et al. 2012; Bro-Jeppensen et al. 2009; Tiainen et al. 2007; Cronberg et al. 2009; Nielsen et al. 2013; Merchant et al. 2009).
Other model assumptions
We made several additional modeling assumptions that warrant brief discussion. As mentioned above, only two neurologic outcome health states were included. We believe this is justifiable given the precedent established by previous studies, and that finer granularity of outcome state would unnecessarily increase model complexity without adding substantively to final ICER results. While other outcome criteria exist (i.e. Glasgow coma scale), we assumed, as have previous investigators, that the CPC scale is an adequately valid instrument to assess neurologic health outcomes. Additionally, we assumed that cooled patients experienced no complications. While underestimating the significance of these complications could increase cost estimates and unfavorably impact ICER estimates, because the HACA trial found no significant differences in the complication rates between those who were and were not blanket cooled, (Bernard et al. 2002) we felt this was a reasonable assumption. Finally, we included only a limited number of post-hospital discharge follow-up visits and ignored the costs of any potential new SCA-mediated morbidities requiring care or those associated with need for SCA-related hospital readmission.
Life expectancy and QALYs
Outcome-based life expectancies were estimated using available life expectancies from previously published studies based on a patient’s probability of good or poor neurologic health state (Table 2).
Markov modeling was used to calculate total number of quality-adjusted life years (QALYs) gained. To calculate QALYs for each additional year lived, the quality of life was determined by multiplying that additional year lived by a health utility index or health-related quality of life score, thus converting that year lived into a QALY valued from 0 to 1 (how much of a year is lived in perfect health compared with an entire year in less than perfect health). Using literature-based total life expectancies for each cooling strategy or supportive care, total QALYs gained were derived for each person given their respective neurologic outcome state. Health utilities necessary to calculate QALYs were obtained from the Health-Related Quality of Life (HRQL) dataset, the Cardiac Arrest Quality of Life Database, and the Health Utilities Index for Survivors after Cardiac Arrest and based on patient CPCs (Table 2) (Nichol et al. 1999). Comparison data linking CPC scores with the Health Utilities Index for cardiac arrest survivors have been previously published (Stiell et al. 2009). Data for health utility within a given outcome state varied between cited literature, thus, values were reported with a wide range.
Cooling blankets had the lowest average costs at $108,640 per patient. Conventional care had the next highest costs at $118,340. Peritoneal lavage had higher costs still at $147,619. V–V ECMO costs were significantly higher at $161,226 and reflected high costs associated with a technologically advanced circulatory support system, which requires a higher skillset to initiate and maintain. For outpatient follow-up cost, ICD implantation was the major cost driver for those with good neurologic outcome as these patients met Class I ICD indications for secondary prevention. Need for long-term chronic ventilator care was the primary cost determinant for surviving patients who suffered poor neurologic outcomes.
Quality-adjusted life years
Model Outputs—Total Costs and QALYs Gained with ICERs
Total Costs ($)
Total QALYs Based on Life Expectancy
Incremental Cost Effectiveness Ratio ($/QALY)
Dominated by Cooling Blankets
Dominated by Cooling Blankets
Incremental cost effectiveness ratios
Cooling blankets were the least costly and associated with 1.76 QALYs. Conventional care and VV-ECMO were dominated by cooling blankets as they had higher costs and lower QALYs. Peritoneal lavage had an incremental cost-effectiveness ratio of $58,329 per QALY versus cooling blankets (Table 3).
Probabilistic sensitivity analysis
Therapeutic hypothermia following resuscitated sudden cardiac arrest has been shown to improve both survival and neurological outcomes (Bernard et al. 2002; Arrich et al. 2012). The target temperature at which these benefits are best achieved is, however, unclear. A recent European study found no differences in survival or neurocognitive outcomes whether patients were cooled to 36 or 33°C. However, cooling to prevent post-arrest fevers, which increase metabolic demand and can exacerbate underlying neurologic injury, appears to be an important management strategy for these patients (Nielsen et al. 2013). The optimal modality to achieve and maintain a target temperature is difficult to determine. Given rising health-care costs and recent cost-containment efforts, particularly surrounding end-of-life resource use, cost effectiveness must be considered in selecting cooling strategies. Thus, this study used an economic decision-analytic model to examine the societal-based cost effectiveness of three alternative cooling strategies. By comparing costs and QALYs of blanket cooling, peritoneal lavage, V–V ECMO, and conventional supportive care, we found that cooling blankets and iced-saline peritoneal lavage are likely to be cost-effective strategies. We found blanket cooling to be the least expensive, but that peritoneal lavage added additional QALYs at a cost of $58,329 per QALY. The ICER of blanket cooling (vs. conventional care) was ~23K/QALY gained. These results are reasonably consistent with results cited in the only other similarly conducted cost-effectiveness analysis (Merchant et al. 2009). In that study, investigators found cooling blankets to be cost-effective versus conventional care, costing $47,168/QALY. Our finding that cooling blankets were less costly overall may be due to the inclusion of additional data on effectiveness, which lowered the likelihood of a good outcome given survival with conventional care. Our finding that PL was cost effective is due to PL having lower mortality than the other therapies and similar neurological outcomes to blanket cooling. Because of the high cost of implementing V–V ECMO and its comparative low benefit and poor survival rate, it was dominated by both blanket cooling and peritoneal lavage.
Multiple input variables differentially impacted model outputs. Hospital costs heavily influenced ICERs and were significantly higher for all SCA survivors. Longer stays in intensive care units (ICUs) could significantly increase costs, especially among those with poor outcome. Likewise, variations in the probability of neurologic recovery impacted cost effectiveness. In the better neurologic outcome group, for example, increased life expectancy resulted in higher total costs given the need for costly ICD implants and longer-term post-discharge clinic follow-up. However, these initial higher treatment costs were balanced by shorter hospital stays and reduced need for costly long-term institutional care which may have contributed to model favoring cooling blankets and peritoneal lavage as cost effective cooling strategies. To the contrary, survivors with poor neurologic outcome required longer hospital stays, longer rehabilitation stays, or placement in long-term care facilities. Even those who might return home would likely require chronic home care either through a home health agency with limited third party coverage or by family members who incur opportunity costs that few studies have adequately quantified. This scenario was comparatively more common among patients cooled via V–V ECMO, since the one small study of V–V ECMO used in this analysis reported a 50% mortality and poor neurologic outcome in 50% of the survivors.
Although it appears likely that peritoneal lavage would be the preferred cost-effective therapy, substantial uncertainty remains about which therapy is cost-effective since the reference studies for this investigation included small sample sizes and widely variable outcomes. Specifically relevant for this analysis is the broader spectrum of potential life expectancies for those with poor neurologic outcome. Based on previous data, the present analysis assumed a 1-year total life expectancy. Since we combined CPC 3 and 4 patients into one group, longer post-arrest lifespans would have been possible for the slightly higher functioning (CPC 3) patients. To account for this, we included a broad range of life expectances for this group in our sensitivity analyses with the upper limit at 3 years, which showed no change in the model result. Since this curve was relatively flat, it is unlikely that there would have been a substantive change in data even if longer life expectancies (perhaps 4–6 years) had been included.
Our two-way sensitivity analysis showed that if cooling blankets were to have a better chance at a good neurological outcome, they would be the preferred therapy. Additional evidence for this uncertainty was shown in the probabilistic sensitivity analysis, which showed that even at high willingness-to-pay values of $100,000–$200,000/QALY (Ubel et al. 2003), there was a 20–30% chance that blankets or V–V ECMO would be the preferred therapy.
Our analysis has several limitations regarding the population studied and the approximation of costs and outcomes. First, this was a cohort study based on modeled data, which were not prospectively collected. The data on the effectiveness of the different cooling interventions came from different studies, and therefore may have had slightly different patient populations or levels of care. Although some cost data were captured from a local database, several costs were extrapolated from previous literature or other electronically available databases and thus subject to error. Cost errors could cause potential under- or overestimation of costs and ICERs. Secondly, in an effort to simplify the analysis, our model output may have some inherent inaccuracy related to restrictive model assumptions. We assumed only two neurologic outcome states, which did not allow for variation in long-term care costs or discrimination between CPC 3 and 4 patients, which could have impacted estimated life expectancies. Furthermore, we also assumed no complications from cooling, a fixed number of post-discharge clinic visits with no readmissions, and that co-morbidities were irrelevant to cost. Significant errors in any of these could have impacted our model results. However, given the model robustness over a wide range of variables, we have confidence in the general accuracy of our calculated ICERs. Finally, other cooling modalities such as ice packs and intravenous iced-saline fluid administration were not evaluated. In addition to the fact that cost and outcomes data were not readily available for these techniques, the consistency and efficiency with which these modalities can promote rapid cooling or maintain normothermia, which are likely critical to outcomes, cannot be guaranteed; thus assessment of these methods was not incorporated into the analysis.
As use of therapeutic hypothermia expands across hospital systems in the United States, additional research will be needed to monitor effectiveness and cost effectiveness of emerging cooling strategies. Additional cost-effectiveness evaluations in specific populations—for instance, pediatric patients—may also be warranted. Subgroup analyses for both pediatric and adult populations should include variables such as VF/VT vs. non-VF/VT arrest, traumatic versus medical SCA, age, ethnicity, and socioeconomic status. Likewise, additional investigations are needed to confirm the optimal timing and effect of therapeutic hypothermia on outcomes after resuscitated SCA.
If cooling does improve outcomes, health systems may consider development of EMS protocols for initiation prior to emergency department arrival. Since it is unlikely that personnel would be available to place PL catheters in the field, cooling blankets offer a feasible and acceptable alternative based on WTP criteria. If rapid deployment favorably impacts outcomes, earlier initiation of blanket cooling by trained EMS personnel could reduce total costs, increase QALYs gained, and ultimately improve cost effectiveness.
KS and RG developed the final model with oversight by DH. All authors helped define assumptions, gather cost-QALY data and draft the manuscript. RG and DH reviewed and edited the final version. All authors read and approved the submitted, final manuscript.
Compliance with ethical guidelines
Competing interests The authors declare that they have no competing interests.
Open AccessThis article is distributed under the terms of the Creative Commons Attribution 4.0 International License (http://creativecommons.org/licenses/by/4.0/), which permits unrestricted use, distribution, and reproduction in any medium, provided you give appropriate credit to the original author(s) and the source, provide a link to the Creative Commons license, and indicate if changes were made.
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